Chief Compliance Officer - PE/VC
Job Description:
Coverage: Global
Key Requirements: RIA and PE backgrounds
Hybrid Working Solution: Yes
Closing Date: 6th June 2025
Our client is a fast growing Private Equity focused business with key sector focus including technology, financial services and consumer driven industries. As a business they are in growth mode and with established offices across the US, Europe and Asia.
They are now looking for a dedicated CCO to deliver global compliance related initiatives that support ongoing transactional work and strategic growth.
The Role
- Support C-Suite stakeholders with new market initiatives and work closely with the wider senior managment team to handle time sensitive requests, as well on-going transactional support.
- Develop and implement a global compliance program, alongside the adoption of a CofE in offices across the US, Europe and Asia.
- Work closely with the SEC and other regulatory bodies around the world to ensure requirements are met ahead of time. These can include regulatory filings, product development/launch, advertising and marketing requests.
- Manage internal compliance staff and external vendors for all global related matters.
Requirements
- 10 - 18 years (candidates with less experience can be considered for a Deputy CCO role)
- Experience working in a compliance function for an RIA and with a focus on Private Equity - Essential
- Experience working closely with the SEC and other regulatory bodies around the world - desirable
- Exposure to overseas markets such as Asia and the Middle-East - desirable
- Stakeholder influencing skills would be exceptional.
SD Legal was established in 2018 and now with physical office locations across Europe and Asia.
To date we have successfully closed over 150+ mandates across the globe, locations include the US, UK, Europe, Africa, Middle East and APAC regions. For more information please visit www.sdlegal-global.com
